South Carolina Senator Tim Scott is out with new legislation that would force the SEC Chair to appear before Congress ...

Lawmakers from both major parties in the House of Representatives on Tuesday renewed their attacks on Wall Street's chief ...

A former Foot Locker executive will pay $235,714 to settle U.S. Securities and Exchange Commission insider trading charges, ...

MStudioImages/E+ via Getty Images The U.S. Securities and Exchange Commission's wide-sweeping investigation into ...

The U.S. Securities and Exchange Commission alleges Anthem Hayek Blanchard defrauded investors of over $5 million.

(Reuters) - Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88 million to resolve ...

Co-founder of now-defunct business-automation startup raised $30 million in funding by claiming its revenue was far higher ...

A Republican commissioner at the Securities and Exchange Commission (SEC) offered a searing critique of the agency’s work ...

The regulator also highlighted factors that led to one firm receiving no civil penalty.

The Dallas-based landlord that is active in the Phoenix housing rental market has reached a settlement with the FTC related ...

The former advisor and ex-girlfriend of Sam Bankman-Fried testified against the FTX co-founder before receiving her sentence.

The FBI raided the Reston, Virginia headquarters of IT, software and cybersecurity services provider Carahsoft Technology ...